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FIN 960 Research in Financial Markets and Institutions

Assessment 1: Research Proposal

Assessment weight and due time (please ignore the due time specified in subject outline)

Length: 3,000 words plus reference list. 15 minutes for presentation

Weighting: 35% (30% for proposal and 5% for presentation)

Proposal due date: Sunday 18/06/2023 (11:50pm, Sunday in Trimester 2, Week 5)

Presentation in class: Tuesday 13/06/2023 Sydney; Wednesday 14/06/2023 Wollongong and distance

Instruction

You are required to prepare a research proposal for your chosen research topic. The purpose of the proposal is to help you focus and define your research plans. It is expected to:

•    Show that you are engaging in finding out about something worthwhile in a particular context.

•    Connect your proposed work with the work of others, while showing you are familiar with major schools of thought relevant to the topic.

Determine a particular theoretical orientation.

Determine a methodological approach.

The structure of your proposal should be as follows:

Section

Purpose

Length (about)

Mark allocation (out of 100)

Title of the project

Identifies the project

5

Background

Provides background and context

1 page

10

Research questions, aim and objectives

States clearly and         succinctly the purpose

1 page

20

Literature review

Identifies and

evaluates relevant

prior work

Up to 5 pages

25

Proposed Method

and Resources

Describes the

research plans and

data sources

1 page

10

Expected Findings

and Outcomes

Predicts significance of the work and        expected outcomes

1 page

10

Timeline

Depicts the tasks

proposed and the

stages/times for

completion

1 page

5

References

Lists work referred to in the proposal

Use Endnote

15

Framework for the proposal

Title of Project

1.   Background (set the scene for the project)

2.   Research questions, aims and objectives (what, why and how of the project)

3.   Literature Review

4.   Method – Qualitative or quantitative

5.    Expected Findings and Outcomes (Expected results and the implications of the results, i.e. who can use them?)

6. Timeline ( When you will complete the various aspects of the project such as when data will be collected, when data will be analyzed, when you will do the write up?)

References

Include references to the papers you have cited

Notes: Please consider other structure of the proposal. Any appropriate structure of the report would be appreciated It is suggested that Background and ‘Research questions, aims and objectives are merged as ‘Introduction’ section.

MARKING RUBRIC

Section

Section weighting (%)

Does not meet

expectation

Meets expectation

Exceeds expectations

Title of the project

5

Missing the title

Title has little to do with

the project content or

emphasis

Title describes the project content

and

emphasis

Background

10

Does not provide the

background or context of

the topic

Provides the background or context of the topic

Provides the background or context of

the topic and includes a review of

important findings in the

literature

Research questions, aim and objectives

20

Elements are poorly      formed, ambiguous, or not logically connected to the description of the problem

Research questions are

stated clearly and are

connected to the

research topic.

Articulates clear, reasonable, and

succinct research questions, and

questions are fresh, interesting and

significant.

Literature review

25

Literature included is

inappropriate, inadequate

or irrelevant to the

research aims; No critical

appraisal of literature

Literature consulted

contains some, but not

all desirable features; or

there is little critical

appraisal of the

literature

Literature consulted is appropriate,

extensive and relevant to the research

aims; literature review is critical and well

organised